Anatomy of an Office Action Response
Episode 4 – PYROSIL
What is this series?
We break down a recently-filed, successful Office Action Response, looking at the case law, evidence, and strategic decisions that made it a success.
Today’s post focuses on strategies in responding to a likelihood of confusion refusal featuring identical marks in different classes.
The Office Action – PYROSIL
The applicant’s filing for PYROSIL, Ser. No. 86912816, for a variety of products and services including silicon and other chemical precursors (Class 1), fuel and dust absorbing and binding compounds (Class 4), metered fuel pumps (Class 9), and chemical coating services (Class 44), and actually used for a silicon oxide coating and coating process, received a citation to a prior pending application for PYROSIL for paints and primers used in the aerospace industry (Class 2), Ser. No. 79179408. Both applications are now registered.
Because the prior PYROSIL application was still pending, the Office Action did not provide (and did not need to provide) arguments to support the refusal.
The correspondent, Otto Lee of Intellectual Property Law Group LLP, filed an Office Action Response arguing against the refusal. The prior applications’ limitation to the aerospace industry was a key: it limited the customer base of the cited mark, and the applicant supplemented the meaning of “industrial” products in its description with extrinsic information about the product and its customers. The Response emphasized that the products offered under both marks were sold to different and non-overlapping classes of sophisticated customers in distinct manufacturing industries, and were necessarily sold through different trade channels. While the applicant’s products are focused on adhesive promotion coatings, e.g. to increase print quality, the applicant’s website references automotive uses and neither the description of goods in the application nor the supplementary materials carve out or disavow aerospace or military use. That’s certainly a desirable outcome for the applicant, and a good strategic reason for counsel relying on extrinsic evidence rather than narrowing the applicant’s description of goods to exclude the fields.
Counsel also pointed to another out-of-class registration for PYROSIL, Reg. No. 2546215, for thermocouples in Class 9, noting that it was also sold to a niche group of professional buyers and could co-exist without confusion. This data point is valuable under the 6th du Pont factor, and arguably also restricts the prior registrant’s rights under the 11th du Pont factor as well.
The response made a variety of arguments about the lack relationship between the goods, ultimately successfully. The applicant could have pointed to registry evidence of co-existence of similar products, both in industrial silicon and fuels. In re Thor Tech, Inc., 113 USPQ2d 1546 (TTAB 2015). The following table, from TM TKO’s ThorCheck prosecution tool, identifies a number of instances where identical or highly similar marks co-exist without apparent confusion for exactly the sorts of goods.
Owner | Goods/Services | Mark | Mark | Goods/Services | Owner |
Regal Chemical Company | 001 silicone emulsions for control and suppression of foam in aqueous solutions | REGAL Reg: 3842060 Serial: 77461042 |
REGAL Reg: 1706125 Serial: 74196056 |
002 interior paint | Columbia Insurance Company |
Dow Corning Corporation | 001 polycrystalline silicon, polysilicon, silanes, and silicon source chemicals used in manufacturing silicone ingots and wafers for semiconductor devices (…) | HSC Reg: 3734230 Serial: 77761283 |
HSC Reg: 3469539 Serial: 78818952 |
002 paints | Superior Products International Ii, Inc. |
Emerald Performance Materials, Llc | 001 specialty and fine chemicals, resins and polymers, namely, (…) silicone-based additives in the nature of low molecular weight silicone-based oligomers, (…) all for use in the manufacture of (various products) | EMERALD Reg: 4344989 Serial: 85324867 |
EMERALD Reg: 4686712 Serial: 85980802 |
002 paint thinners | Emerald Services, Inc. |
Petroleum Marketing Analysis, Inc., dba Aura Oil & Lamp Creations | 004 lamp fuel | AURA Reg: 4007891 Serial: 77300540 |
AURA Reg: 3220824 Serial: 78753154 |
002 exterior paint | Columbia Insurance Company |
Chevron Intellectual Property Llc | 004 lubricating-oils | REGAL Reg: 0088032 Serial: 71058463 |
REGAL Reg: 1706125 Serial: 74196056 |
002 interior paint | Columbia Insurance Company |
Champion Brands, LLC | 004 stove and lantern fuel | HI-TECH Reg: 2256277 Serial: 75239061 |
HI-TECH Reg: 1295391 Serial: 73404876 |
002 spray paint | Seymour Of Sycamore Inc. |
Tiara Brands, Inc. | 004 gasoline | CROWN Reg: 2069133 Serial: 75081978 |
CROWN Reg: 1334990 Serial: 73493222 |
002 paint thinner | Packaging Service Co., Inc. |
West Penn Oil Company, Inc. | 004 gasoline | EMBLEM Reg: 0330234 Serial: 71367514 |
EMBLEM Reg: 4732801 Serial: 86190094 |
002 paints | The Valspar Corporation |
Regal Beloit America, Inc. | 004 lubricating oils and greases | WAVERLY Reg: 4489586 Serial: 85889529 |
WAVERLY Reg: 2340120 Serial: 75541752 |
002 house paint | Icon De Holdin GS Llc |
Sterno Products, Llc | 004 chafing dish fuel | HOT SPOT Reg: 4500511 Serial: 85835539 |
HOT SPOT Reg: 1311806 Serial: 73403836 |
002 spray paint | Seymour Of Sycamore Inc. |
Charles Carney
dba Pro Tech Lubricants |
004 diesel oil | PROTECH Reg: 4661852 Serial: 86043852 |
PRO TECH Reg: 4847575 Serial: 86424118 |
002 architectural paints | Swimc, Inc. |
Micro Powders, Inc. | 004 wax emulsions and wax powders for industrial applications | AQUAMATTE Reg: 4209568 Serial: 85540685 |
AQUA MATTE Reg: 2091731 Serial: 74642767 |
002 interior paint | Swimc, Inc. |
Following the successful Office Action Response, the application will be published for opposition in March 2017.